Barbara Brooke Manning
Managing Director, General Counsel, Chief Compliance Officer
“Compliance is a company-wide responsibility and our best-practices approach ensures that we meet our fiduciary duties.”
Experience
- 29 years of investment industry experience
- Joined a predecessor organization in 2005
- Member of the ClearBridge Advisors Brokerage Committee
- Member of ClearBridge Advisors Proxy Committee
- Member of the ClearBridge Advisors GIPS Steering Committee
- Schroder Investment Management North America, Inc. - Chief Compliance Officer
- Ernst & Young LLP - Senior Manager
- Rosenman & Colin LLP - Special Counsel
- Kramer, Levin, Naftalis & Frankel LLP - Associate
- U.S. Securities and Exchange Commission - Assistant Regional Administrator
- JD from Hofstra University School of Law
- BA from Brooklyn College/City University of New York